Privacy Notice

This notice is being provided to you in accordance with relevant regulations regarding the privacy of consumer financial information. Please take the time to read and understand the privacy policies and procedures that we have implemented to safeguard your nonpublic personal information. 1

Information We Collect

Absolute Capital Management LLC must collect certain personally identifiable financial information about its clients in order to provide financial products and services. The personally identifiable financial information that we gather during the normal course of doing business with you may include:

  1. information we receive from you on applications or other forms or means including name and address, social security number, e-mail address, telephone numbers and account numbers; and
  2. information about your account balances and transactions with us or with others.

Information We Disclose

We do not disclose nonpublic personal information about clients or former clients to any non-affiliated third parties, except as required or permitted by law, including as permitted by sections 14 and 15 of Regulation S-P, and only as is necessary to provide services to you. We may also disclose the information we collect, as described above, to non-affiliated third parties such as, but not limited to, attorneys, accountants, auditors and persons or entities that assess our compliance with industry standards. These firms and individuals are required to maintain the confidentiality of client information.

Confidentiality and Security

We maintain physical, electronic, and procedural safeguards to guard your nonpublic personal information. We restrict access to nonpublic personal information about you to those employees and agents who need to know that information to provide financial products or services to you. These employees and agents are required to respect the confidentiality of this information in accordance with the privacy procedures of our firm.

Policy Updates and Inquires

As required by federal law, this privacy policy will be provided to you initially upon opening an account and upon any changes thereafter. For questions about our policy, please contact us at 888-388-8303.

1 Nonpublic personal information means personally identifiable financial information, including any information a client provides to obtain a financial product or service; any information about a client resulting from any transaction involving a financial product or service; or any information otherwise obtained about a client in connection with providing a financial product or service to that client; and any list, description, or other grouping of clients (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available information.